<?xml version=”1.0″ encoding=”ISO-8859-1″?>
<IAPDIndividualReport GenOn=”2015-10-19″>
<Indvls>
<Indvl>
<Info lastNm=”WARTA” firstNm=”STEVEN” midNm=”JAY” indvlPK=”1230448″ actvAGReg=”N” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230448″/>
<OthrNms/>
<CrntEmps>
<CrntEmp orgNm=”FREEDOM WEALTH ADVISORS, LLC” orgPK=”154270″ str1=”4963 C GOODVIEW CIRCLE” city=”LEES SUMMIT” state=”MO” cntry=”United States” postlCd=”64064″>
<CrntRgstns>
<CrntRgstn regAuth=”KS” regCat=”RA” st=”APPROVED” stDt=”2010-11-09″/>
<CrntRgstn regAuth=”MO” regCat=”RA” st=”APPROVED” stDt=”2010-10-15″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”200 NE MISSOURI RD” str2=”STE 200″ city=”LEE&apos;S SUMMIT” state=”MO” cntry=”United States” postlCd=”64086″/>
</BrnchOfLocs>
</CrntEmp>
<CrntEmp orgNm=”ROADMAP WEALTH MANAGEMENT LLC” orgPK=”229789″ city=”OVERLAND PARK” state=”KS” cntry=”United States”>
<CrntRgstns>
<CrntRgstn regAuth=”KS” regCat=”RA” st=”APPROVED” stDt=”2015-07-15″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc city=”OVERLAND PARK” state=”KS” cntry=”United States”/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1984-07-05″/>
<Exm exmCd=”S65″ exmNm=”Uniform Investment Adviser Law Examination” exmDt=”2009-01-13″/>
</Exms>
<Dsgntns>
<Dsgntn dsgntnNm=”Certified Financial Planner”/>
<Dsgntn dsgntnNm=”Chartered Financial Consultant”/>
</Dsgntns>
<PrevRgstns>
<PrevRgstn orgNm=”UMB FINANCIAL SERVICES, INC.” orgPK=”17073″ regBeginDt=”2009-01-29″ regEndDt=”2010-07-08″>
<BrnchOfLocs>
<BrnchOfLoc city=”KANSAS CITY” state=”MO”/>
<BrnchOfLoc city=”OVERLAND PARK” state=”KS”/>
<BrnchOfLoc city=”KANSAS CITY” state=”MO”/>
</BrnchOfLocs>
</PrevRgstn>
</PrevRgstns>
<EmpHss>
<EmpHs fromDt=”11/1992″ toDt=”06/2010″ orgNm=”UNITED MISSOURI BANK” city=”KANSAS CITY” state=”MO”/>
<EmpHs fromDt=”07/2010″ toDt=”01/2012″ orgNm=”ALLIED BUSINESS GROUP LLC” city=”OVERLAND PARK” state=”MO”/>
<EmpHs fromDt=”09/2010″ orgNm=”FREEDOM WEALTH ADVISORS” city=”LEE&apos;S SUMMIT” state=”MO”/>
<EmpHs fromDt=”07/2015″ orgNm=”ROADMAP WEALTH MANAGEMENT LLC” city=”OVERLAND PARK” state=”KS”/>
</EmpHss>
<OthrBuss/>
<DRPs/>
</Indvl>
<Indvl>
<Info lastNm=”MORGESON” firstNm=”LEONARD” midNm=”GAYLE” indvlPK=”1230450″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230450″/>
<OthrNms>
<OthrNm lastNm=”VINCENT” firstNm=”LEONARD” midNm=”GAYLE”/>
<OthrNm lastNm=”MORGESON” firstNm=”GAYLE”/>
</OthrNms>
<CrntEmps>
<CrntEmp orgNm=”LOWELL &amp; COMPANY, INC.” orgPK=”24913″ str1=”4021 84TH” str2=”SUITE 100″ city=”LUBBOCK” state=”TX” cntry=”United States” postlCd=”79423″>
<CrntRgstns>
<CrntRgstn regAuth=”TX” regCat=”RA” st=”APPROVED” stDt=”2009-11-06″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”4021 84TH ST” str2=”SUITE 100″ city=”LUBBOCK” state=”TX” cntry=”United States” postlCd=”79423″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1984-03-02″/>
</Exms>
<Dsgntns/>
<PrevRgstns>
<PrevRgstn orgNm=”LPL FINANCIAL LLC” orgPK=”6413″ regBeginDt=”1990-04-05″ regEndDt=”2009-11-09″>
<BrnchOfLocs>
<BrnchOfLoc city=”LUBBOCK” state=”TX”/>
</BrnchOfLocs>
</PrevRgstn>
</PrevRgstns>
<EmpHss>
<EmpHs fromDt=”04/1990″ toDt=”11/2009″ orgNm=”LINSCO/PRIVATE LEDGER CORP.” city=”LUBBOCK” state=”TX”/>
<EmpHs fromDt=”11/2009″ orgNm=”LOWELL AND COMPANY INC” city=”LUBBOCK” state=”TX”/>
</EmpHss>
<OthrBuss/>
<DRPs/>
</Indvl>
<Indvl>
<Info lastNm=”DEMMON” firstNm=”WARREN” midNm=”LEE” indvlPK=”1230455″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230455″/>
<OthrNms/>
<CrntEmps>
<CrntEmp orgNm=”BMO HARRIS FINANCIAL ADVISORS, INC.” orgPK=”137115″ str1=”115 S LASALLE STREET” str2=”13W” city=”CHICAGO” state=”IL” cntry=”United States” postlCd=”60603″>
<CrntRgstns>
<CrntRgstn regAuth=”WI” regCat=”RA” st=”APPROVED” stDt=”2012-08-01″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”333 BLACKBURN STREET” city=”RIPON” state=”WI” cntry=”United States” postlCd=”54971″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1987-06-10″/>
<Exm exmCd=”S66″ exmNm=”Uniform Combined State Law Examination” exmDt=”2003-05-09″/>
</Exms>
<Dsgntns>
<Dsgntn dsgntnNm=”Chartered Financial Consultant”/>
</Dsgntns>
<PrevRgstns>
<PrevRgstn orgNm=”M&amp;I FINANCIAL ADVISORS, INC” orgPK=”16517″ regBeginDt=”2005-09-15″ regEndDt=”2012-08-01″>
<BrnchOfLocs>
<BrnchOfLoc city=”RIPON” state=”WI”/>
<BrnchOfLoc city=”MAYVILLE” state=”WI”/>
<BrnchOfLoc city=”RIPON” state=”WI”/>
<BrnchOfLoc city=”LOMIRA” state=”WI”/>
<BrnchOfLoc city=”FOND DU LAC” state=”WI”/>
</BrnchOfLocs>
</PrevRgstn>
<PrevRgstn orgNm=”M&amp;I INVESTMENT MANAGEMENT CORP.” orgPK=”109802″ regBeginDt=”2010-04-29″ regEndDt=”2012-04-19″>
<BrnchOfLocs>
<BrnchOfLoc city=”MILWAUKEE” state=”WI”/>
</BrnchOfLocs>
</PrevRgstn>
</PrevRgstns>
<EmpHss>
<EmpHs fromDt=”02/2005″ orgNm=”M&amp;I BROKERAGE SERVICES” city=”RIPON” state=”WI”/>
<EmpHs fromDt=”07/2011″ orgNm=”BMO HARRIS BANK NA” city=”MILWAUKEE” state=”WI”/>
<EmpHs fromDt=”02/2005″ orgNm=”M&amp;I INSURANCE SERVICES” city=”MILWAUKEE” state=”WI”/>
<EmpHs fromDt=”02/2005″ orgNm=”M&amp;I TRUST COMPANY” city=”MILWAUKEE” state=”WI”/>
<EmpHs fromDt=”08/2012″ orgNm=”BMO HARRIS FINANCIAL ADVISORS, INC.” city=”RIPON” state=”WI”/>
</EmpHss>
<OthrBuss/>
<DRPs/>
</Indvl>
<Indvl>
<Info lastNm=”PINSKY” firstNm=”NEIL” midNm=”JAY” indvlPK=”1230464″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230464″/>
<OthrNms/>
<CrntEmps>
<CrntEmp orgNm=”ROBERT W. BAIRD &amp; CO. INCORPORATED” orgPK=”8158″ str1=”777 E. WISCONSIN AVE” city=”MILWAUKEE” state=”WI” cntry=”United States” postlCd=”53202-5391″>
<CrntRgstns>
<CrntRgstn regAuth=”FL” regCat=”RA” st=”APPROVED” stDt=”2014-08-11″/>
<CrntRgstn regAuth=”WI” regCat=”RA” st=”APPROVED” stDt=”1988-06-23″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc city=”DEL RAY BEACH” state=”FL” cntry=”United States”/>
<BrnchOfLoc str1=”777 EAST WISCONSIN AVE” city=”MILWAUKEE” state=”WI” cntry=”United States” postlCd=”53202″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1984-01-17″/>
</Exms>
<Dsgntns/>
<PrevRgstns/>
<EmpHss>
<EmpHs fromDt=”12/1983″ orgNm=”ROBERT W BAIRD” city=”MILW” state=”WI”/>
<EmpHs fromDt=”12/1983″ orgNm=”ROBERT W. BAIRD &amp; CO. INCORPORATED” city=”MILWAUKEE” state=”WI”/>
</EmpHss>
<OthrBuss/>
<DRPs>
<DRP hasRegAction=”Y” hasCriminal=”N” hasBankrupt=”N” hasCivilJudc=”N” hasBond=”N” hasJudgment=”N” hasInvstgn=”N” hasCustComp=”N” hasTermination=”N”/>
</DRPs>
</Indvl>
<Indvl>
<Info lastNm=”YOST” firstNm=”LISA” midNm=”RENE” indvlPK=”1230526″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230526″/>
<OthrNms>
<OthrNm lastNm=”CHRISTOPHERSON” firstNm=”LISA” midNm=”RENE”/>
<OthrNm lastNm=”CHRISTOPHERSON” firstNm=”LISA” midNm=”RENEE”/>
</OthrNms>
<CrntEmps>
<CrntEmp orgNm=”GIBSON CAPITAL MANAGEMENT” orgPK=”115517″ str1=”720 HOWE AVENUE” str2=”SUITE 102″ city=”SACRAMENTO” state=”CA” cntry=”United States” postlCd=”95825″>
<CrntRgstns>
<CrntRgstn regAuth=”CA” regCat=”RA” st=”APPROVED” stDt=”2000-01-03″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”720 HOWE AVENUE” str2=”SUITE 102″ city=”SACRAMENTO” state=”CA” cntry=”United States” postlCd=”95825″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms/>
<Dsgntns/>
<PrevRgstns/>
<EmpHss>
<EmpHs fromDt=”01/1995″ orgNm=”YOST FINANCIAL SERVICES” city=”ROSEVILLE” state=”CA”/>
<EmpHs fromDt=”12/1993″ orgNm=”GIBSON CAPITAL MANAGEMENT” city=”SACRAMENTO” state=”CA”/>
<EmpHs fromDt=”12/1999″ orgNm=”FOOTHILL SECURITIES, INC.” city=”SACRAMENTO” state=”CA”/>
</EmpHss>
<OthrBuss>
<OthrBus desc=”1)GIBSON CAPITAL MANAGEMENT; SACRAMENTO, CA; OTHER EMPLOYEE OF GIBSON CAPITAL MANAGEMENT – CLIENT SERVICES &amp; OPERATIONS; INVESTMENT RELATED; START DATE 12/13/1993; 130 HOURS PER MONTH; 87 HOURS DURING TRADING.         2)YOST FINANCIAL SERVICES; ROSEVILLE, CA; INSURANCE SALES, FIXED ANNUITIES; INVESTMENT RELATED; OWNER; START DATE 01/01/1995; 1-2 HOURS DEVOTED PER MONTH; 10% OF HOURS PER MONTH ARE DURING TRADING; SELLING AND SERVICING OF FIXED ANNUITIES AND TERM LIFE INSURANCE.”/>
</OthrBuss>
<DRPs/>
</Indvl>
<Indvl>
<Info lastNm=”ALEXANDER” firstNm=”ROY” indvlPK=”1230530″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230530″/>
<OthrNms/>
<CrntEmps>
<CrntEmp orgNm=”DEUTSCHE BANK SECURITIES INC.” orgPK=”2525″ str1=”60 WALL STREET” city=”NEW YORK” state=”NY” cntry=”United States” postlCd=”10005″>
<CrntRgstns>
<CrntRgstn regAuth=”CT” regCat=”RA” st=”APPROVED” stDt=”2009-04-13″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”ONE PICKWICK PLAZA” city=”GREENWICH” state=”CT” cntry=”United States” postlCd=”06830″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1984-02-08″/>
<Exm exmCd=”S65″ exmNm=”Uniform Investment Adviser Law Examination” exmDt=”1995-08-16″/>
</Exms>
<Dsgntns/>
<PrevRgstns>
<PrevRgstn orgNm=”MORGAN STANLEY &amp; CO. LLC” orgPK=”8209″ regBeginDt=”2002-05-22″ regEndDt=”2002-09-09″>
<BrnchOfLocs>
<BrnchOfLoc city=”NEW YORK” state=”NY”/>
</BrnchOfLocs>
</PrevRgstn>
</PrevRgstns>
<EmpHss>
<EmpHs fromDt=”08/2002″ toDt=”04/2007″ orgNm=”MORGAN STANLEY DW INC.” city=”WHITE PLAINS” state=”NY”/>
<EmpHs fromDt=”04/2007″ toDt=”04/2008″ orgNm=”MORGAN STANLEY &amp; CO., INCORPORATED” city=”PURCHASE” state=”NY”/>
<EmpHs fromDt=”04/2008″ orgNm=”DEUTSCHE BANK SECURITIES INC.” city=”GREENWICH” state=”CT”/>
</EmpHss>
<OthrBuss/>
<DRPs>
<DRP hasRegAction=”N” hasCriminal=”N” hasBankrupt=”N” hasCivilJudc=”N” hasBond=”N” hasJudgment=”N” hasInvstgn=”N” hasCustComp=”Y” hasTermination=”N”/>
</DRPs>
</Indvl>
<Indvl>
<Info lastNm=”COLLINS” firstNm=”STEPHEN” midNm=”CHARLES” indvlPK=”1230531″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230531″/>
<OthrNms/>
<CrntEmps>
<CrntEmp orgNm=”AMERIPRISE FINANCIAL SERVICES, INC.” orgPK=”6363″ str1=”707 2ND AVENUE SOUTH” city=”MINNEAPOLIS” state=”MN” cntry=”United States” postlCd=”55402″>
<CrntRgstns>
<CrntRgstn regAuth=”CA” regCat=”RA” st=”APPROVED” stDt=”2013-03-14″/>
<CrntRgstn regAuth=”CO” regCat=”RA” st=”APPROVED” stDt=”2009-04-06″/>
<CrntRgstn regAuth=”WI” regCat=”RA” st=”APPROVED” stDt=”1999-09-22″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”2140 S IVANHOE ST” str2=”STE 205″ city=”DENVER” state=”CO” cntry=”United States” postlCd=”80222-5750″/>
<BrnchOfLoc str1=”3610 CENTRAL AVE” str2=”STE 208″ city=”RIVERSIDE” state=”CA” cntry=”United States” postlCd=”92506-5905″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>
<Exm exmCd=”S63″ exmNm=”Uniform Securities Agent State Law Examination” exmDt=”1991-10-29″/>
<Exm exmCd=”S65″ exmNm=”Uniform Investment Adviser Law Examination” exmDt=”2009-04-03″/>
</Exms>
<Dsgntns/>
<PrevRgstns/>
<EmpHss>
<EmpHs fromDt=”06/1975″ orgNm=”C MCGEE ELECTRIC” city=”POMONA” state=”CA”/>
<EmpHs fromDt=”05/1984″ orgNm=”BARABAN SECURITIES” city=”FULLERTON” state=”CA”/>
<EmpHs fromDt=”01/1986″ orgNm=”IDS LIFE INSURANCE COMPANY” city=”MINNEAPOLIS” state=”MN”/>
<EmpHs fromDt=”01/1986″ orgNm=”AMERICAN EXPRESS FINANCIAL ADVISORS INC.” city=”BEDFORD” state=”NH”/>
</EmpHss>
<OthrBuss/>
<DRPs>
<DRP hasRegAction=”N” hasCriminal=”N” hasBankrupt=”N” hasCivilJudc=”N” hasBond=”N” hasJudgment=”N” hasInvstgn=”N” hasCustComp=”Y” hasTermination=”N”/>
</DRPs>
</Indvl>
<Indvl>
<Info lastNm=”ANGELINE” firstNm=”ROBERT” midNm=”FRANCIS” indvlPK=”1230534″ actvAGReg=”Y” link=”http://www.adviserinfo.sec.gov/IAPD/Individual/1230534″/>
<OthrNms>
<OthrNm lastNm=”ANGELINE” firstNm=”ROBERT” midNm=”F”/>
</OthrNms>
<CrntEmps>
<CrntEmp orgNm=”UBS FINANCIAL SERVICES INC.” orgPK=”8174″ str1=”1200 HARBOR BOULEVARD” city=”WEEHAWKEN” state=”NJ” cntry=”United States” postlCd=”07086″>
<CrntRgstns>
<CrntRgstn regAuth=”PA” regCat=”RA” st=”APPROVED” stDt=”2012-09-04″/>
<CrntRgstn regAuth=”TX” regCat=”RA” st=”APPROVED_RES” stDt=”2012-04-11″/>
</CrntRgstns>
<BrnchOfLocs>
<BrnchOfLoc str1=”101 WEST ELM STREET” city=”CONSHOHOCKEN” state=”PA” cntry=”United States” postlCd=”19428″/>
</BrnchOfLocs>
</CrntEmp>
</CrntEmps>
<Exms>

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