SEC-Building

How Pension Trustees Can Ensure Compliance With SEC Pay-to-Play Rules

Raymond M. Sarola, an attorney and former trustee of New York City’s pension systems, has penned a column explaining how trustees can ensure they don’t violate the SEC’s pay-to-play rules, and how they can handle a violation if one does occurs. The column, published in Pensions & Investments, begins with an overview of the rule in question: The ...
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